1. Draft and update various disclosure documents for Structured Products, ensuring timely implementation of regulatory changes.
2. Draft and finalize various Structured Product transaction documents, including Debenture Trust Deed, Security documents, and term sheets
3. Prepare and file documents related to the issue and listing of NCDs, Corporate Actions, etc.
4. Convene and hold Board, Committee, and shareholders meetings
5. Draft various Resolutions, Minutes, and other related documents
6. Prepare the Annual Report
7. File various forms and returns with ROC, Stock Exchanges, RBI, SEBI, Depositories, etc.
8. Maintain Statutory Registers and records
9. Correspond with Debenture Holders and address investor grievances.
10. Update the website
11. Design systems/processes for carrying out various processes within the compliance framework
12. Provide compliance reporting for the issue and listing of Structured Products regulated by SEBI, MCA, Stock Exchanges, Debenture Trustee Regulations, and RBI
Key purpose:
1. Primary responsibilities including managing the end-to-end issuances of the various debt instruments viz Market Linked Debentures (MLDs) and Non-Convertible Debentures (NCDs) ("Structured Products") issued by the company and adhering to business's compliance risk for issuance of Structured Products
2. File periodic compliances of Equity and Debt segment under SEBI LODR, NCS, and other applicable regulations
3. Drafting MOM
4. NBFC Return Filings with RBI
5. Filings with MCA and other regulatory bodies
6. Liaison with RTA, Bankers, Auditors, Stock Exchanges, Depositories, Rating agencies, Regulatory authorities, other departments within the group, etc.
Qualifications:
1. Qualified Professional level of CS
2. Good drafting skills, good working knowledge of MS Office
3. Experience in handling Secretarial & Compliance Matters
4. Able to work as a team member
Founded in 2005, ABans Group has grown from being a trading house to a dynamic and diversified business group. We provide expertise in broking services, merchant banking, non-banking financial dealings, jewelry manufacturing and realty & infrastructure.
It is a comprehensive financial services & solution provider, which aims to provide an end-to-end financial solution to its clients. A one-stop-shop, we offer the entire gamut of services catering to retail investors, domestic institutions & foreign institutional investors.